Once the recommendations have been provided with the appropriate rationale, we provide assistance with the implementation. This involves organising the relevant documentation, acting as an intermediary with any third party providers as appropriate, following up to ensure the correct terms have been applied and recording data as necessary.

Monitoring and Review

We operate in accordance with our best execution policy, which is available on request.

Under the terms of our policy, we regularly assess the third parties available to us to identify those that will enable us, on a consistent basis, to obtain the best possible result when arranging for the execution of our clients’ orders.

The third parties that we use, also have responsibilities in relation to best execution and client order handling. We undertake periodic monitoring to make sure that they continue to meet our requirements. This review is carried out at least annually or whenever a significant change occurs that we feel could affect our ability to continue to obtain the best possible results for our clients.